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Image for Zafin White Paper on DDO Compliance for Australian Banks
Image for Zafin White Paper on DDO Compliance for Australian Banks
White Paper
Regulatory & Compliance

Design and Distribution Obligations: Regulatory Requirements With an Upside

By October of 2021, Australian financial institutions will need to comply with ASIC's new Design and Distribution Obligations (DDO). A key component of DDO is ensuring customers remain eligible and suitable for the full duration of their use of a financial product. Learn how to turn complying with this new regulation into a customer experience opportunity.

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product management
product management
Use Case
Product Information Management

Streamline Regulatory Compliance and Reduce Risk Around Product Management

Build a comprehensive discipline around product information management, inclusive of: product governance processes, which customers have access to which products, product eligibility and suitability, risks and controls, as well as required manufacturing and distribution systems.

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compliance governance
compliance governance
Use Case
Regulatory & Compliance

Streamline Lookback Inquiries for Regulators

Provision accurate lookback data for easy access, significantly reducing the amount of effort, time and cost associated with regulatory inquiries.v

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reduce risk
reduce risk
Use Case
Regulatory & Compliance

Reduce Conduct Risk

Zafin can provide product information that can be used to help reduce product mis-selling and bolster processes designed to ensure fair and transparent outcomes for customers and regulators.

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three
three
Blog
Regulatory & Compliance

3 Key Takeaways from the ACCC Foreign Currency Conversion Services Inquiry

The Australian Competition and Consumer Commission (ACCC) released its final report for its inquiry into...

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increase visibility
increase visibility
Blog
Regulatory & Compliance

The Importance of Fair, Simple and Transparent Banking Products

One of our favorite questions to ask is, “What do customers want from their banks?”...

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fintech
fintech
Blog
Regulatory & Compliance

FinTech Regulations: Balancing Stability and Innovation

Talking about regulations in FinTech generally makes for an interesting conversation. While practically no one...

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reduce risk
reduce risk
Blog
Regulatory & Compliance

How Minimizing Risk Can Maximize Opportunity When Partnering With Banks

Like all tech companies, FinTechs are first and foremost looking to push the boundaries of...

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Zafin opens in a new window The Capital Markets Group of Zafin
The Capital Markets Group of Zafin

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